Privacy Policy / Notice of Privacy Practices

Curry Webb Wealth Management, LLC (“Curry Webb,” “we,” “us,” or “our”) is committed to maintaining the confidentiality, integrity, and security of the nonpublic personal information we collect about our current, former, and prospective clients.

As a registered investment adviser, Curry Webb is required under federal privacy laws, including Regulation S-P, to provide clients with notice of our privacy policies and practices. This Privacy Policy describes the types of information we collect, the circumstances under which we may disclose information, and the steps we take to protect client information.

Information We Collect

In the course of providing investment advisory and related services, Curry Webb may collect nonpublic personal information about you from the following sources:

1. Information you provide to us directly, including information on account applications, advisory agreements, questionnaires, financial planning documents, subscription documents, or other forms. This may include your name, address, telephone number, email address, Social Security number or taxpayer identification number, date of birth, employment information, income, net worth, assets, liabilities, investment objectives, risk tolerance, and other financial information.

2. Information about your transactions and account activity, including information regarding your advisory accounts, holdings, balances, investment activity, contributions, withdrawals, fees, and transactions with us, custodians, broker-dealers, fund companies, insurance companies, or other financial institutions.

3. Information from third parties, where appropriate and permitted, including custodians, broker-dealers, financial institutions, attorneys, accountants, insurance professionals, consultants, service providers, public records, or other sources you authorize or that are necessary for us to provide advisory services.

Information We May Disclose

Curry Webb does not sell client information. We do not disclose nonpublic personal information about current, former, or prospective clients except as permitted or required by law, or as necessary to provide advisory services.

We may disclose nonpublic personal information in the following limited circumstances:

1. To service providers and financial institutions as necessary to open, maintain, service, process, or administer client accounts and advisory services. This may include custodians, broker-dealers, banks, fund companies, insurance companies, portfolio management systems, financial planning software providers, compliance technology providers, data storage providers, and other vendors or service providers.

2. To professional advisers and representatives, such as attorneys, accountants, auditors, consultants, or other professionals, when reasonably necessary to provide services to you or to Curry Webb.

3. To regulatory authorities or as required by law, including disclosures to the Securities and Exchange Commission, state securities regulators, law enforcement, courts, or other governmental authorities, or in response to subpoenas, examinations, audits, or legal process.

4. With your consent or at your direction, including when you authorize us to share information with family members, trustees, estate planning professionals, tax professionals, insurance professionals, or other third parties.

5. To protect against fraud, unauthorized transactions, claims, or other liability, or to help protect the security and integrity of our systems, records, and client information.

Information We Do Not Share

Curry Webb does not disclose nonpublic personal information to nonaffiliated third parties for marketing purposes. We do not sell your personal information. We do not share client information with unaffiliated third parties except as described in this Privacy Policy, as authorized by you, or as otherwise permitted or required by law.

Because Curry Webb does not share nonpublic personal information with nonaffiliated third parties in a manner that requires an opt-out right under Regulation S-P, no opt-out election is required at this time.

Former Clients

If you are no longer a client of Curry Webb, we will continue to treat your nonpublic personal information in accordance with this Privacy Policy and applicable law.

Confidentiality and Security

Curry Webb restricts access to nonpublic personal information to employees, supervised persons, and service providers who need access to that information in order to provide advisory services, support firm operations, or comply with legal and regulatory obligations.

We maintain physical, electronic, and procedural safeguards reasonably designed to protect nonpublic personal information from unauthorized access, use, disclosure, alteration, or destruction. These safeguards may include access controls, password protections, secure systems, vendor oversight, data retention practices, employee training, and other administrative, technical, and physical security measures.

Curry Webb also maintains policies and procedures reasonably designed to address the protection of client information and, where applicable, the detection, response, and recovery from unauthorized access to or use of customer information. The SEC’s 2024 amendments to Regulation S-P added requirements for covered institutions to maintain incident response programs and address customer notification following certain unauthorized access or use of customer information.

Vendor and Service Provider Oversight

Curry Webb may use third-party service providers to assist with advisory services, technology, compliance, recordkeeping, communications, billing, reporting, account administration, and other business functions. When we share nonpublic personal information with service providers, we seek to limit the information shared to what is reasonably necessary for the service provider to perform its function.

Curry Webb expects service providers that receive or have access to client information to maintain appropriate safeguards and use client information only for the purposes for which it was provided.

Annual Notice

Curry Webb will provide clients with a copy of this Privacy Policy at the beginning of the client relationship and thereafter as required by applicable law. Regulation S-P generally requires annual privacy notices to customers unless an available exception applies.

Questions

If you have any questions regarding this Privacy Policy or Curry Webb’s privacy practices, please contact:

Curry Webb Wealth Management, LLC 500 E. 96th Street, Suite 140, Indianapolis, IN 46240 (317) 999-5323 contact@currywebb.com